Penn State University Iowa State University

Prosper Partnerships



Selected Abstracts

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Mincemoyer, C., Perkins, D., & Lillehoj, C. (accepted). Perceptions of the Cooperative Extension Service: A community resource for youth and family programs. Journal of Extension. (PF 109)

PROSPER; (PROmoting School-community-university Partnerships to Enhance Resilience) is a prevention partnership involving the Cooperative Extension Service (CES), local schools, and community agencies.  PROSPER collaborative teams were formed in 14 communities in Iowa and 14 in Pennsylvania to address risk reduction, competence-building, and positive youth development.  This study examined perceptions of CES personnel compared to other PROSPER team members regarding the CES:  as a source of youth and family programming; commitment to fostering school and community-based prevention programs; and as a leading force in improving the lives of youth and families.

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Spoth, R. L., & Greenberg, M. T. (in press). Toward a comprehensive strategy for effective practitioner-scientist partnerships and larger-scale community benefits. American Journal of Community Psychology. (PF 76)

This article articulates joint priorities for the fields of prevention science and community psychology. These priorities are intended to address issues raised by the frequent observation of natural tensions between community practitioners and scientists. The first priority is to expand the knowledge base on practitioner-scientist partnerships, particularly on factors associated with positive outcomes within communities. To further articulate this priority, the paper first discusses the rapid growth in community-based partnerships and the emergent research on them. Next described is an illustrative research project on a partnership model that links state university extension and public school delivery systems. The article then turns to the second, related priority of future capacity-building for diffusion of effective partnership-based interventions to achieve larger-scale benefits across communities. It outlines two salient tasks: clarification of a conceptual framework and the formulation of a comprehensive capacity-building strategy for diffusion. The comprehensive strategy would require careful attention to the expansion of networks of effective partnerships, partnership-based research agendas, and requisite policy making.

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Redmond, C., Spoth, R., Shin, C., & Hill, G. (2004). Engaging rural parents in family-focused programs to prevent youth substance abuse: Sociodemographic and parent health belief effects on perceived program benefits. Journal of Primary Prevention, 24(3), 223-242. (PF 46)

Using data collected during telephone interviews with 1,156 parents of sixth graders from 36 rural schools, multilevel structural equation modeling was employed to examine the relationships of family sociodemographic factors, parental health beliefs' perceptions of their child's susceptibility to future substance use involvement, parents' perceptions of their ability to prevent such problems, and the perceived benefits of family-skills programs designed to prevent adolescent problems. Family-level findings showed parent gender and marital status to be particularly important; each exhibited direct effects on each of the three parent perceptions examined. Findings also supported the hypotheses that efficacy perceptions inversely affect perceptions of child susceptibility and that perceptions of child susceptibility positively affect perceived program benefits. At the community level, lower household incomes were associated with higher levels of perceived child susceptibility to substance use.


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Spoth, R., Greenberg, M., Bierman, K., & Redmond, C. (2004). PROSPER partnership model for state public education systems: Capacity-building for evidence-based, competence-building preventions. Invited article for Prevention Science (special issue), 5(1), 31-39. (PF 103)

This paper presents a model to guide capacity building in state public education systems for delivery of evidence-based family and youth interventions—interventions that are designed to bolster youth competencies, learning, and positive development overall. Central to this effort is a linking capacity agents framework that builds upon longstanding state public education infrastructures, and a partnership model called PROSPER or PROmoting School-community-university Partnerships to Enhance Resilience. The paper presents an overview of the evolving partnership model and summarizes positive results of its implementation over a 12-year period in an ongoing project.


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Spoth, R., Redmond, C., Shin, C., & Azevedo, K. (2004). Brief family intervention effects on adolescent substance initiation: School-level curvilinear growth curve analyses six years following baseline. Journal of Consulting and Clinical Psychology, 72(3), 535‑542. (PF 86)

This study examines the effects of two brief family-focused interventions on the trajectories of substance initiation over a period of six years following a baseline assessment. The two interventions, designed for general-population families of adolescents, were the seven-session Iowa Strengthening Families Program (ISFP) and the five-session Preparing for the Drug Free Years Program (PDFY). Thirty-three rural public schools were randomly assigned to the ISFP, the PDFY, or to a minimal contact control condition. Curvilinear growth observed in school-level measures of initiation was evaluated using a logistic growth curve analysis. Alcohol and tobacco composite use indices, as well as lifetime use of alcohol, cigarettes, and marijuana, and lifetime drunkenness were examined. Significant intervention-control differences were observed, indicating favorable delays in initiation in the intervention groups.


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Epstein, J. A., Botvin, G. J., & Spoth, R. (2003). Which psychosocial factors are related to drinking among rural adolescents? Journal of Child and Adolescent Substance Abuse, 13(1), 19‑35. (PF 70)

Objective: Most etiological studies of adolescent drinking focused on urban or suburban populations and consequently may not apply to rural populations.  Past studies of alcohol use among adolescents residing in rural areas have failed to focus on factors that could be addressed within an alcohol prevention intervention.  The purpose of this study was to examine the relationship of social and cognitive factors with adolescents residing in rural Iowa.  The association of these factors was also tested separately for boys and girls to determine the differences in etiology by gender. 

Method: A large sample of seventh graders  (N=1673) in northern and eastern Iowa self-reported alcohol use, peer drinking norms, adult drinking norms, drug refusal assertiveness, drug refusal techniques, life skills, pro-drinking attitudes, risk-taking tendency, and family management practices.  These data were collected during a 45-minute class period. 

Results:  Multiple regressions indicated that: peer drinking norms, drug refusal assertiveness, drug refusal techniques, life skills, pro-drinking attitudes and risk-taking tendency were related to drinking measures.  Family management skills and drug refusal techniques were associated with drinking for girls but not boys.  Risk-taking tendency was related to drinking for boys but not girls. 

Conclusions: These findings suggest that alcohol prevention programs for rural adolescents include peer normative education, drug refusal training, parent skills training, and competence enhancement skills training to address these factors.


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Spoth, R., Redmond, C., Shin, C., & Azevedo, K. (2004). Brief family intervention effects on adolescent substance initiation: School-level curvilinear growth curve analyses six years following baseline. Journal of Consulting and Clinical Psychology, 72(3), 535‑542. (PF 86)

This study examines the effects of two brief family-focused interventions on the trajectories of substance initiation over a period of six years from a baseline assessment. The two interventions, designed for general-population families of adolescents, were the seven-session Iowa Strengthening Families Program (ISFP) and the five-session Preparing for the Drug Free Years Program (PDFY). Thirty-three rural public schools were randomly assigned to the ISFP, the PDFY, or to a minimal contact control condition. Curvilinear growth observed in school-level measures of initiation was evaluated using logistic growth curve analysis. Alcohol and tobacco initiation indices, as well as lifetime use of alcohol, cigarettes, and marijuana, and lifetime occasions of drunkenness were examined. Significant intervention-control differences were observed, indicating favorable delays in initiation in the intervention groups. Favorable differences in the age at which a 50% level of initiation was attained in intervention schools, when compared with the control schools, ranged from 1.7‑4.2 years for those implementing ISFP and .3‑1.5 years for those implementing PDFY.


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Mason, W. A, Kosterman, R., Hawkins, J. D., Haggerty, K. P., & Spoth, R. L. (2003). Reducing adolescents’ growth in substance use and delinquency: Randomized trial effects of a parent-training prevention intervention. Prevention Science, 4(3), 203‑212. (PF 88)

The relationship between growth in adolescent substance use and delinquency was examined in a longitudinal, randomized controlled study of the Preparing for the Drug Free Years Program (PDFY), a universal family-focused prevention intervention. Latent growth curve modeling was used to analyze 5 waves of data collected from 429 rural adolescents. Results showed that adolescents assigned to the PDFY intervention condition had a slower rate of linear increase over time in both substance use and delinquency compared with adolescents assigned to the control condition. Moreover, pretest level of delinquency was a reliable, positive predictor of growth in substance use, whereas pretest level of substance use did not predict growth in delinquency.


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Trudeau, L., Spoth, R., Lillehoj, C., Redmond, C., & Wickrama, K. A. S. (2003). Effects of a preventive intervention on adolescent substance use initiation, expectancies, and refusal intentions. Prevention Science, 4(2), 109‑122. (PF 84)

This study evaluated the effects of a school-based preventive intervention (Botvin, G.J. (1996). Life Skills Training: Promoting health and personal development. Princeton, NJ: Princeton Health Press; Botvin, G.J. (2002). Life skills training. Princeton, NJ: Princeton Health Press) on growth trajectories of substance initiation (alcohol, tobacco, and marijuana), expectancies, and refusal intentions. A rural midwestern sample (N = 847) provided three waves of data from middle school students. Growth curve analyses demonstrated that the intervention significantly slowed the rate of increase in substance initiation and significantly slowed the rate of decrease in refusal intentions. The intervention also slowed the rate of decrease in negative outcome expectancies, although the significance level was only marginal. A multiple group comparison showed that the impact of initial levels of substance initiation on growth trajectories of refusal intentions differed between conditions, suggesting that the intervention decreased the effect of early substance initiation on the rate of change over time for refusal intentions. Gender differences also were found, although the intervention was effective in slowing the rate of increase in initiation for both genders.


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Guyll, M., Spoth, R., & Redmond, C. (2003). The effects of incentives and research requirements on participation rates for a community-based preventive intervention research study. Journal of Primary Prevention, 24(1), 25-41. (PF 73)

This investigation utilized prospective survey data to examine the influence of a research incentive ($100) and requirement (videotaping) on decisions to participate in prevention research. Individuals were significantly attracted by the incentive, and marginally deterred by the requirement. Interaction analyses revealed that the positive incentive effect was stronger among prospective participants with less education and who were otherwise less likely to participate. These findings indicate that monetary incentives can be useful for increasing participation rates, and may help reduce sampling bias by increasing rates most strongly among individuals who are typically less likely to take part in research projects.


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Redmond, C., Spoth, R., & Trudeau, L. (2002). Family and community-level predictors of parent support seeking. Journal of Community Psychology, 30, 153-171.  (PF 38)

Although there is a substantial body of literature that indicates parenting practices can play a significant role in the prevention of adolescent problem behaviors, there has been limited research concerning the effects of sociodemographic factors on parents' efforts to seek help in improving parenting or addressing parenting concerns. Regression models incorporating two socioeconomic variables and four family structure or composition variables were tested, employing data from 1,192 parents who resided in rural communities. Results showed that educational attainment and parent gender were significant predictors of both formal and informal types of help seeking; also, marital status and number of children were predictors of informal help seeking.


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Spoth, R., Guyll, M., & Day, S. X. (2002). Universal family-focused interventions in alcohol-use disorder prevention: Cost-effectiveness and cost-benefit analyses of two interventions. Journal of Studies on Alcohol, 63(2), 219-228. (PF 58)

Objective. Epidemiologic research suggests that significant public health benefits could accrue from preventive interventions that delay the initiation of youth alcohol use. This analysis compares the cost-effectiveness of two interventions designed for general population families of adolescents; it also conservatively estimates their benefit-cost ratios and net benefits.
Method. Cost-effectiveness and cost-benefit analyses were performed on data from a longitudinal, prevention trial with families of sixth graders from 33 rural schools in a Midwestern state. Schools were blocked on size and proportion of lower income families and then randomly assigned either to one of two interventions or to a control condition. Interventions included the Iowa Strengthening Families Program (ISFP), a seven-session intervention with parents and students together, and Preparing for the Drug Free Years (PDFY), a five-session intervention focusing primarily on parents.
Results. Conservative estimates for the ISFP intervention were a cost-effectiveness figure of $12,459 per case prevented, a benefit-cost ratio of $9.60 per $1 invested, and a net benefit of $5923 per family. For PDFY, estimates were a cost-effectiveness of $20,439 per case prevented, a benefit-cost ratio of $5.85 per $1 invested, and a net benefit of $2697 per family.
Conclusions. Family skills-training interventions designed for general populations have the potential to delay the onset of alcohol use, and thereby may avoid substantial costs to society at a proportionally small intervention cost. Economic analysis of such interventions is a largely unexplored area which could provide valuable guidance in forming public policy.
Supplemental detail on benefit-cost calculations (PDF 166Kb)


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Spoth, R., Guyll, M., Trudeau, L., & Goldberg-Lillehoj, C. (2002). Two studies of proximal outcomes and implementation quality of universal preventive interventions in a community-university collaboration context. Journal of Community Psychology, 30(5), 499‑518. (PF 64)

This article presents results from two longitudinal studies of competency-training interventions that entailed community-university collaboration intended to enhance implementation quality. In Study 1, 22 rural schools were randomly assigned to a family-focused intervention or a minimal contact control group. In Study 2, 36 rural schools were randomly assigned to a family-focused preventive intervention combined with a school-based intervention, the school-based intervention alone, or a minimal contact control group. In both studies, observers rated adherence to intervention protocols. Results showed that, on average, high levels of observer-rated adherence were attained in both studies. Analyses of the relationship between observer-rated adherence scores and proximal outcomes showed limited evidence of poorer outcomes associated with lower-adherence groups. Overall, findings highlight the benefits of community-university collaboration intended to facilitate high levels of intervention adherence. The need for a framework guiding a collaborative implementation research agenda is discussed.


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Spoth, R. L., Kavanagh, K., & Dishion, T. (2002). Family-centered preventive intervention science: Toward benefits to larger populations of children, youth, and families. Prevention Science, 3(3), 145‑152. (PF 87)

The field of family-centered preventive intervention science is well poised to seize an opportunity for larger-scale intervention implementation and greater public health impact. This opportunity has been created by earlier research in the areas of epidemiology, developmental etiology, and intervention outcome research. Both earlier and current research define a number of key tasks required to meet the many challenges involved in scaling-up for greater impact. Illustrations of how these tasks can be addressed are provided in articles on programs of family-centered research with infants, children, and adolescents. Each article in this special issue treats one or more tasks that concern (a) expansion of the set of rigorously evaluated, theory-driven interventions that have potential to reach large numbers of children, youth, and families; (b) effective strategies for family recruitment and retention; (c) the cultural sensitivity of interventions; (d) application of a developmental life course perspective; (e) strategies for linking higher-risk population subgroups with potentially beneficial services; (f) improved diffusion mechanisms for sustained, quality delivery; and (g) policy making informed by research, including economic analyses. A summary of how articles address these tasks concludes with a discussion of the importance of further strengthening a public service orientation in prevention science.


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Spoth, R., & Redmond, C. (2002). Project Family prevention trials based in community-university partnerships: Toward scaled‑up preventive interventions. Prevention Science, 3(3), 203‑221. (PF 67)

Findings from Project Family are presented to illustrate how a partnership-based program of research on universal family- and youth-focused interventions can address a public health challenge. One aspect of this public health challenge is the high prevalence of youth problem behaviors and a second aspect concerns barriers to scaling‑up empirically-supported preventive interventions designed to ameliorate those problem behaviors. Illustrative findings are presented within a conceptual framework for scaling‑up preventive interventions to achieve greater public health impact. Three interrelated sets of research requirements and findings are addressed within this framework: (a) rigorously demonstrating intervention effectiveness; (b) attaining sufficient levels of intervention utilization in diverse general populations, requiring study of recruitment/retention strategies, cultural competence, and economic viability; and (c) achieving implementation quality, involving investigation of adherence and dosage effects, along with theory-driven, intervention quality improvement. The paper concludes with discussion of the need for careful investigation of community-university partnership models as a key mechanism for large-scale implementation.


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Spoth, R., Redmond, C., Trudeau, L., & Shin, C. (2002). Longitudinal substance initiation outcomes for a universal preventive intervention combining family and school programs. Psychology of Addictive Behaviors, 16(2), 129-134. (PF 65)

This study evaluated the effects of an intervention that combined a family competency-training intervention with a school-based intervention on substance initiation. Thirty-six rural schools were matched and then randomly assigned to one of three conditions: (1) the classroom-based Life Skills Training and the Strengthening Families Program: For Parents and Children 10-14; (2) Life Skills Training only; (3) or a control condition. Outcomes were examined one year following the intervention posttest, using a Substance Initiation Index (SII) measuring lifetime use of alcohol, cigarettes, and marijuana, and by rates of each individual substance. Planned intervention-control contrasts showed significant effects for both the combined and the Life Skills-only interventions on the SII and on marijuana initiation. Relative reduction rates for alcohol initiation were 30.0% for the combined intervention and 4.1% for Life Skills only.


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Kosterman, R., Hawkins, J. D., Haggerty, K. P., Spoth, R., & Redmond, C. (2001). Preparing for the Drug Free Years: Session-specific effects of a universal parent-training intervention with rural families. Journal of Drug Education, 31, 47-68. (PF 31)

Like their urban counterparts, adolescents from rural areas are at risk for health and behavior problems, including alcohol and other drug use. This study tested the effects on parenting practices of specific sessions of a parent-training intervention, Preparing for the Drug Free Years, designed to prevent adolescent substance abuse and other problem behaviors. Two hundred and nine rural families were randomly assigned to an intervention or a wait-list control condition. Analyses of covariance comparing adjusted posttest scores revealed that parents in the intervention condition reported significant improvements in parenting behaviors targeted by specific intervention sessions when compared with controls. Effects were most pronounced among mothers. No significant effects were found for nontargeted parenting behaviors, and targeted behaviors were most improved among parents attending relevant program sessions. These results strengthen the internal validity of the study and increase the plausibility that reported improvements were due to the intervention.


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Molgaard, V., & Spoth, R. (2001). Strengthening Families Program for young adolescents: Overview and outcomes. In S. I. Pfeiffer & L. A. Reddy (Eds.), Innovative mental health programs for children: Programs that work (pp. 15-29). Binghamton, NY: Haworth Press. (PF 57)

The Strengthening Families Program:  For Parents and Youth 10-14 (SFP 10-14) is a video-based program designed to reduce substance abuse and other problem behavior in youth. Objectives include 1) building skills in youth to reduce risk and build protective factors, 2) improving parenting practices known to reduce risk in youth, and 3) building stronger family units to support and guide youth. The SFP 10-14 is a universal program designed for ethnically-diverse general populations at all economic and educational levels. The 10 to 14-year-old youth, late elementary and middle school age, attend the program and practice skills together with their parents.


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Spoth, R., Goldberg, C., Neppl, T., Trudeau, L., & Ramisetty-Mikler, S (2001). Rural-urban differences in the distribution of parent-reported risk factors for substance abuse among young adolescents. Journal of Substance Abuse, 13(4),609-623. (PF 37)

A recent report (National Center on Addiction and Substance Abuse [CASA], 2000) found that the rural-urban distribution of substance use and known risk factors for substance use differed, with rural youth showing higher levels of risk factors, as well as higher levels of use. The current investigation, while not directly examining substance use per se, further examined rural-urban differences in the distribution of known risk factors for substance use among youth, based on information from parent reports. We hypothesized that risk factors would be more commonly reported in rural areas. In addition, analyses were conducted to examine the sensitivity of the findings to selected rural-urban classification schemes. Study 1 data were collected from a random sample of Midwestern parents (N = 339) with a young adolescent between the ages of 11 and 13 years. Study 2 data were collected from a second sample of Midwestern parents (N = 593) with a young adolescent in the same age range. Rural-urban analysis of variance comparisons demonstrated higher levels of cumulative risk among rural youth. An evaluation of the sensitivity of the analysis to rural-urban classification schemes indicated the findings were robust, but that there was some minor variation in rural-urban differences by classification scheme.


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Spoth, R., Redmond, C., & Shin, C. (2001). Randomized trial of brief family interventions for general populations: Adolescent substance use outcomes four years following baseline. Journal of Consulting and Clinical Psychology, 69, 627-642. (PF 50)

This study examined the long-term substance use outcomes of two brief interventions designed for general population families of young adolescents. Thirty-three public schools were randomly assigned to three conditions: the five-session Preparing for the Drug Free Years Program, the seven-session Iowa Strengthening Families Program, and a minimal contact control condition. The pretest involved 667 sixth graders and their families. Assessments included multiple measures of initiation and current use of alcohol, tobacco, and marijuana. Pretest data were collected in the sixth grade and the reported follow-up data were collected in the tenth grade. Significant intervention-control differences in initiation and current use were found for both interventions. It is concluded that brief family skills-training interventions designed for general populations have the potential to reduce adolescent substance use and thus have important public health implications.


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Spoth, R., Redmond, C., & Shin, C. (2000). Modeling factors influencing enrollment in family-focused preventive intervention research. Prevention Science, 1, 213-225. (PF 55)

The reported study tests an extension of a previously supported model of health belief and family context predictors of parental inclination to enroll in preventive interventions. The extended model addresses limitations in the prior investigation by examining the role of intervention-related beliefs and inclinations on actual enrollment in a skills training intervention research project. Model testing was conducted with an independent sample of 1,043 parents of 6th graders, using data from a prospective participation factor survey conducted six months prior to research project recruitment. The model fit is strong and all but one of the primary hypothesized effects is supported. Notably, both stated inclination to enroll in an intervention and in the research project had significant positive effects on actual project enrollment occurring six months later. Perceived intervention benefits and barriers had significant effects on both types of stated inclination to enroll. Examination of modification indices for the model suggested an additional path linking educational attainment with actual enrollment.


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Spoth, R., Redmond, C., & Shin, C. (2000). Reducing adolescents' aggressive and hostile behaviors: Randomized trial effects of a brief family intervention four years past baseline. Archives of Pediatrics and Adolescent Medicine, 154, 1248-1257. (PF 56)

Objective. The objective of this study was to examine the long-term effects of a brief family intervention on general population adolescents' aggressive and hostile behaviors.
Design. This study was a randomized trial including 22 public schools assigned to the Iowa Strengthening Families Program (ISFP) or a control condition. Analyses supported sample representativeness and failed to show differential attrition effects four years following baseline.
Intervention. The ISFP is a seven-session intervention for parents and their sixth-grade child. 
Measures. The multi-informant, multimethod measures included independent observer ratings of adolescent aggressive-hostile behaviors in adolescent-parent interactions, family member report of aggressive-hostile behaviors in those interactions, and adolescent self report of aggressive-destructive conduct across settings. Data were collected during the sixth (pre- and post-intervention), seventh, eighth, and tenth grades.
Results. All measures showed a generally positive trend in intervention-control group differences over time. During the tenth grade, significant intervention-control differences were found for adolescent self report of aggressive-destructive conduct, with relative reduction rates ranging from 31.7% to 77.0%. Significant differences were shown for observer-rated aggressive-hostile behaviors in adolescent-parent interactions; differences in family member reports of those behaviors were not significant. Supplemental analyses of both interactional behavior measures, specific to parent gender, indicated significant experimental group differences in interactions with mothers but not with fathers.
Conclusions. Brief family competency-training interventions designed for general populations have potential to reduce aggressive and hostile behaviors in adolescent's interactions with parents, as well as adolescent aggressive behaviors occurring outside of the home setting. Thus, this type of intervention has important public health implications.


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Haggerty, K. P., Kosterman, R., Catalano, R. F., & Hawkins, J. D. (1999). Parenting for prevention of adolescent problem behaviors with Preparing for the Drug Free Years. OJJDP: Juvenile Justice Bulletin. (PF 47)

This Bulletin provides an overview of the Preparing for the Drug Free Years (PDFY) parenting program, beginning with the program’s history from its introduction in the public schools of Seattle, WA, in 1987 to the present testing in Iowa with Project Family, and concludes with results of studies of the program. The goal of PDFY is to empower parents of children ages 8 to 14 to reduce the critical risk factors that contribute to their children’s future drug and/or alcohol abuse or other common adolescent problems, while enhancing protective factors.  The research presented in this bulletin is unique in that very few studies with strong research designs have examined the effectiveness of parent training offered as a universal preventive intervention.  Evaluation studies of PDFY have addressed two major issues: (1) the success of dissemination efforts; and (2) long-term effects of reducing targeted risk factors and substance abuse, while enhancing protective factors.  Under Project Family at Iowa State University, PDFY was studied involving more extensive data collection regarding effectiveness than previous studies: more in-depth written questionnaires assessing knowledge and attitudes, self-reported behavior, and videotaped family interactions.  The results of a pilot study indicated significant overall improvement on intervention-targeted parenting behaviors and general child management skills as reported by parents.  A subsequent trial phase study replicated the features of the pilot study, but also included a larger sample, a school-based random assignment to condition and a longer follow-up period.  Results indicated sustained improvements in parent behaviors and subsequent reductions in children’s smoking and drinking behaviors.  Together, these studies demonstrate promising evidence that the PDFY program is appropriate for general and diverse populations and that it can be successfully disseminated.  Most importantly, these studies demonstrate that PDFY improves parenting practices in ways that reduce risk factors and enhance protective factors for adolescent problem behaviors.


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Redmond, C., Spoth, R., Shin, C., & Lepper, H. (1999). Modeling long-term parent outcomes of two universal family-focused preventive interventions: One year follow-up results. Journal of Consulting and Clinical Psychology, 67, 975-984. (PF 43)

The present investigation extends the work described in Spoth, Redmond, and Shin (1998). That report presented findings indicating that two universal family-focused preventive intervention programs each had direct effects on one proximal parenting outcome (intervention-targeted parenting behaviors) and had indirect effects on two more global and distal outcomes (parent-child affective quality and general child management) at posttesting. A replication of the previously-tested parenting outcome model was conducted using one-year follow-up data and procedures identical to those used in the earlier study. Results of the present study (N = 404 families) suggest that effects on parenting outcomes were sustained through a one-year period following the posttest. The proximal outcome effect sizes were in the same range as those observed in the posttest model described by Spoth et al. (1998), although they were smaller in magnitude.


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Spoth, R., Redmond, C., & Lepper, H. (1999). Alcohol initiation outcomes of universal family-focused preventive interventions: One- and two-year follow-ups of a controlled study (Invited article for Alcohol and the Family: Opportunities for Prevention [Special issue]). Journal of Studies on Alcohol (Suppl. 13), 103-111. (PF 44)

Objective. This article summarizes the literature on alcohol initiation outcomes of universal family interventions and examines the long-term effects of the Iowa Strengthening Families Program (ISFP) on these outcomes. 
Method. A longitudinal, controlled efficacy study of the ISFP was conducted with 446 families from 22 rural school districts in a Midwestern state. Alcohol initiation behaviors were measured by a four item index (Alcohol Initiation Index – AII), with low scores representing a lower level of alcohol initiation. The AII was examined using mixed-model ANCOVAs. Relative reduction rates for individual initiation behaviors and initiation differences among higher- and lower-dosage intervention groups were calculated. 
Results. AII scores were significantly lower among intervention group adolescents than among control group adolescents at one- and two-year follow-up assessments. Relative-reduction rate differences between intervention and control groups on specific alcohol initiation behaviors (e.g., onset of drinking without parental permission, onset of drunkenness) ranged from approximately 30% to 60%. Dosage-related initiation differences were evident only at the one-year follow-up. 
Conclusions. Studies indicating the public health benefits of universal interventions that delay the initiation of alcohol use also underscore the importance of the current line of investigation. AII effect sizes and relative reduction rates of specific alcohol initiation behaviors support the practical significance of the findings. A gap in the prevention outcome knowledge base could be filled with more rigorous universal family-focused intervention studies that address the wide range of implementation and methodological issues in this area of investigation.


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Catalano, R., Kosterman, R., Haggerty, K., Hawkins, D., & Spoth, R. (1999). A universal intervention for the prevention of substance abuse: Preparing for the Drug Free Years. In R. Ashery, E. Robertson, & K. Kumpfer (Eds.), NIDA Research Monograph on drug abuse prevention through family interventions. Rockville, MD: National Institute on Drug Abuse. (PF 29)

This chapter presents a paradigm for empirically based universal intervention programs that focus on risk reduction and protective factor enhancement among adolescent populations.  Given the high prevalence of substance abuse among America's young people, universal interventions that can be implemented with widespread acceptability and efficiency are often desirable and preferred over selective or indicated interventions.  To address the need for empirically tested universal interventions, recent studies have been conducted using adequate sampling, appropriate measurement methods and statistical models, and checks for fidelity of intervention implementation. These studies are summarized and presented in this chapter.  Using the Preparing for the Drug-Free Years (PDFY) program as an example of a universal prevention program targeted at parents of preadolescents, this chapter: (1) describes the theoretical underpinnings and the structure of the PDFY curriculum; (2) presents PDFY dissemination and descriptive findings; (3) presents experimental findings that test PDFY effectiveness; and (4) concludes with implications for future research with universal prevention family interventions.  Guided by the social development model, PDFY seeks to reduce adolescent drug abuse and behavioral problems by increasing opportunities for involvement and interaction between parents and children, teaching parents and children skills to resist peer pressure and refuse to engage in inappropriate behavior, increasing rewards for prosocial behavior through practicing consistent and contingent family management, and managing and reducing family conflict.  In conclusion, studies on PDFY dissemination and effectiveness provide promising evidence that the PDFY program is appropriate for general and diverse populations and that it can be successfully disseminated.  Furthermore, these studies show that PDFY improves parenting practices in ways that reduce risk factors and enhance protective factors for substance abuse among young people.


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Spoth, R. (1999). Family-focused preventive intervention research: A pragmatic perspective on issues and future directions. In R. Ashery, E. Robertson, & K. Kumpfer (Eds.), NIDA Research Monograph on drug abuse prevention through family interventions (pp. 459-510). Rockville, MD: National Institute on Drug Abuse. (PF 25)

The purpose of this paper is to present a pragmatic, issues-oriented approach to future research on family-focused preventive interventions. Issues to be addressed by future research are presented in a framework that hierarchically orders researcher activities oriented toward the goal of practical applications of research findings. An overview of challenges associated with the performance of research activities is provided. Selected issues are discussed in greater depth, using current research projects to illustrate options for addressing them. Among the selected issues are practical application of etiological research on family processes to intervention design, the need to enhance the sensitivity of evaluation study designs, the use of consumer research methods to strengthen strategies for recruitment and retention, and the development of guidelines for the dissemination of findings to the field. Finally, issues crosscutting multiple phases of research activity are briefly discussed, including the consideration of data on family needs when setting the research agenda for the field and the development of an infrastructure to support this area of research.


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Spoth, R., Redmond, C., & Shin, C. (1998). Direct and indirect latent-variable parenting outcomes of two universal family-focused preventive interventions: Extending a public health-oriented research base. Journal of Consulting and Clinical Psychology, 66, 385-399. (PF 26)

Recent literature underscores the need for studies of family-based preventive interventions oriented toward public health objectives. This article illustrates a program evaluation approach for the study of family intervention outcomes in general populations. Thirty-three rural schools were randomly assigned to one of three conditions: the Preparing for the Drug Free Years Program (PDFY), the Iowa Strengthening Families Program (ISFP), and a minimal-contact control group. Self-report and observational data collected from 523 families were used to develop measurement models of three latent parenting constructs that included measurement method effects. Analyses were conducted to ensure initial and attrition-related group equivalencies and to assess school effects. Structural equation models of the hypothesized sequence of direct and indirect effects for both PDFY and ISFP were then fit to the data. All hypothesized effects were significant for both interventions. The discussion addresses the potential public health benefits of evaluation research on universal preventive interventions.


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Kosterman, R., Hawkins, J. D., Spoth, R., Haggerty, K. P., & Zhu, K. (1997). Effects of a preventive parent-training intervention on observed family interactions: Proximal outcomes from Preparing for the Drug Free Years. Journal of Community Psychology, 25, 337-352. (PF 22)

Children are especially vulnerable to the initiation of substance use and other problem behaviors as they move from childhood into early adolescence. This is true for children living in urban and rural areas alike. A number of family-related factors have been identified that contribute to the risk for or protection against such problems. This article reports the results of an experimental test of the effects of Preparing for the Drug Free Years (PDFY) on targeted parental behaviors. PDFY is a parenting curriculum based theoretically on the social development model; it seeks to reduce risks and enhance protection against early substance use initiation by improving patterns of parental behavior and family interaction predictive of childhood substance use. The study examined parental behavior targeted by specific intervention sessions, based on systematic observations of videotaped family interactions. The sample consisted of economically stressed, rural Midwestern families. Consistent with hypotheses, the PDFY intervention was found to be effective in promoting proactive communication from parent to child and in improving the quality of parent-child relationships. PDFY also reduced mothers' negative interactions with their children in the study.


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Spoth, R., Redmond, C., Kahn, J., & Shin, C. (1997). A prospective validation study of inclination, belief, and context predictors of family-focused prevention involvement. Family Process, 36, 403-429. (PF 30)

Prior research by the authors tested a model of factors influencing parent inclination to participate in parenting intervention. Family context, belief, attitude, and inclination to participate variables from this model were used to predict the actual participation of 1,121 families in assessment and intervention activities of a family-focused preventive intervention research project. Invitations to the project assessment and intervention components were, respectively, about 6 months and 10 months following the initiation of a telephone survey collecting predictor variable data. Logistic regression analyses examining each predictor individually showed that a number of family context, belief, attitude, and inclination variables were predictive of project participation. Subsequently, multiple logistic regressions were conducted, entering variables by blocks corresponding to theoretical model components. These analyses showed that prospectively stated inclination to participate in a parenting intervention and level of education were consistently significant predictors of both assessment participation and intervention enrollment. Implications for both research and practice are discussed.


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Kumpfer, K. L., Molgaard, V., & Spoth, R. (1996). The Strengthening Families Program for the prevention of delinquency and drug use. In R. D. Peters & R. J. McMahon (Eds.), Preventing childhood disorders, substance abuse, and delinquency (pp. 241-267). Thousand Oaks, CA: Sage. (PF 17)

This chapter describes the theoretical underpinnings, development, implementation, and results of evaluations of the Strengthening Families Program (SFP), which is a family-focused prevention intervention for high-risk families from special populations.  This program has two versions: (a) one for elementary school children and their families and (b) another for middle school or junior high school students and their families.  The SFP is a comprehensive family-focused curriculum that includes three components: parent training, children’s skills training, and family skills training.  A number of evaluation and demonstration projects have evaluated the effectiveness of SFP for several populations at risk for substance abuse and delinquency.  These have included children of substance abusers, children at risk for outplacement due to child abuse and neglect, and low-income rural and urban parents of different ethnic groups (i.e., African American, Asian Pacific Islander, Latino or Mexican American, and French Canadian).  This chapter discusses the results of the original SFP evaluation project, several replications with minority families, and a current National Institute of Mental Health-funded clinical trial in 19 
Iowa counties.  It concludes with suggestions for improving the implementation of family skills training programs in general.  The results from SFP replications showed similar pattern of positive findings concerning improvements in targeted outcomes as indicated by standardized measures. Family intervention improved parenting skills as well as decreased children’s risk factors for substance abuse, such as family environment, school bonding, depression, and delinquency.  The Iowa Strengthening Families Program (ISFP) incorporates the same basic SFP content and format, however the content was modified to be age appropriate, match local culture, and include more resiliency-enhancing skills training.


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Spoth, R., Ball, A. B., Klose, A., & Redmond, C. (1996). Illustration of a market segmentation technique using family-focused prevention program preference data. Health Education Research, 11, 259-267. (PF 15)

Using family-focused prevention programs as an example, this paper illustrates how consumer research techniques can be employed to segment populations targeted for the promotion of preventive interventions. Two multivariate statistical techniques, conjoint analysis and cluster analysis, can be used to clarify differences in program preferences among target population segments which can be helpful in tailoring program promotions to those segments. Following a summary of the rationale and indications for preference-based segmentation, an application of the two techniques is presented. Using data on parents' preferences for various features of family skills programs, three clusters were identified which varied along several dimensions, including preferred level of effort expended for a program. Practical strategies for program promotions suggested by segmentation analyses are outlined.


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Spoth, R., Redmond, C., Hockaday, C., & Shin, C. (1996). Barriers to participation in family skills preventive interventions and their evaluations: A replication and extension. Family Relations, 45, 247-254. (PF 20)

This study extends a line of programmatic research on families who decline participation in intervention and assessment components of family-focused prevention projects. Parents responding to a brief telephone interview (N = 459) identified the most important of 28 barriers concerning project assessments, intervention-related time demands and logistic requirements, beliefs and attitudes about interventions, and family member influences. Results demonstrated that several time-related factors, logistic requirements, and family member influences were important barriers. Findings also showed that sociodemographic factors were associated with unfavorable attitudes about interventions and their assessments. Implications for the development of effective recruitment strategies and for future research are presented.


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Spoth, R., Ramisetty-Mikler, S., & Goldberg, C. J. (1995a). Parent-reported risk and protective factors for substance use among Iowa elementary and middle school children. Research Monograph Report to the Center for Substance Abuse Prevention and the Center for Substance Abuse Treatment for the Iowa Department of Public Health. (PF 12)

Part 1 Introduction
Part 2 Methods
     Questionnaire Development
     Sampling Strategy
     Data Collection, Data Analysis
Part 3 Findings
     Sample Characteristics
     Family Factors
          Conflict
          Quality of Parent-Child Relationship
          Family Financial Stress
          Family Substance Behavior and Attitudes
          Parental Antisocial Behavior and Mental Health
          Family Management Factors
     Child and Peer Factors
          Problem Behaviors
          Goal Setting and Planning Skills
          Attendance at Religious Activities
          Peer Factors
          School Factors
          Community Factors
Part 4 Summary


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Spoth, R., Ramisetty-Mikler, S., & Goldberg, C. J. (1995b). Teacher perceptions of risk and protective factors for substance use among Iowa K-8 school children. Research Monograph Report to the Center for Substance Abuse Prevention and the Center for Substance Abuse Treatment for the Iowa Department of Public Health. (PF 13)

Part 1 Introduction
Part 2 Methods
     Questionnaire Development
     Sampling Strategy
     Data Collection
     Data Analysis
Part 3 Findings
     Sample Characteristics
     Student Behavior and Peer Factors
          Behavior Problems in the Classroom
          Aggressive/Violent Behaviors Outside the Classroom
          Student Substance Use on School Property
          Student Characteristics
          Peer Rejection
          Academic Difficulties
     Classroom Environment Factors
          Teacher Satisfaction
          Time for Students with "Special Needs"
          Classroom Decision-Making
          Disciplinary Techniques Employed by Teachers
     School Level Factors
          School Resources for Students with "Special Needs"
          Level of Involvement in Prevention
          School Policies and Practices Related to Substance Use
          Substance Abuse Prevention Programs and Methods for Students
          Parent and Teacher Programs Related to Prevention of Substance Use
          Community Level Factors
Part 4 Summary


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Spoth, R., Redmond, C., Haggerty, K., & Ward, T. (1995). A controlled parenting skills outcome study examining individual difference and attendance effects. Journal of Marriage and the Family, 57, 449-464. (PF 10)

This controlled study addresses several deficiencies noted in prevention-focused parent skills training outcome literature. These include the failure to model effects of individual differences and level of intervention attendance. Conventional ANCOVA analyses of intervention-control group differences on (a) protective parenting behaviors directly targeted by the intervention and (b) general child management skills, in a sample of families residing in an economically stressed rural area (n = 209), showed significant intervention effects on both measures for both mothers and fathers. Results also indicated that both mothers' and fathers' level of intervention attendance and expressed readiness for parenting change were significant predictors of the targeted parenting outcomes, as was parent self-efficacy among mothers. The targeted parenting measure, in turn, significantly affected the general child management outcome, for both mothers and fathers. Finally, findings showed a significant interaction of intervention attendance and intervention-targeted parenting at pretest for fathers; no interaction effects for mothers were found.


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Spoth, R., & Conroy, S. (1993). Survey of prevention-relevant beliefs and efforts to enhance parenting skills among rural parents. The Journal of Rural Health, 9, 227-239. (PF 3)

The first objective of this article is to summarize literature on selected variables that can influence parents' efforts to enhance their parenting skills, including participation in prevention-oriented education and skills-training programs. The second objective is to report the results of a survey of rural parents with preadolescents (N=203) on prevention-relevant parenting beliefs and past parenting enhancement efforts, such as parent education program attendance. Descriptive analyses of these variables and their relationships to socioeconomic status and family composition are reported. results regarding prevention-relevant parenting beliefs indicate relatively low levels of perceived susceptibility to adolescent problem behaviors and high levels of perceived parent efficacy in prevention adolescent problems. high levels of past parenting enhancement efforts also were reported. Little evidence of gender differences on the parenting belief and enhancement variables was found, but education, income, and family structure and composition variables were significantly associated with several key parenting belief and enhancement variables.


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Spoth, R., & Redmond, C. (1993a). Identifying program preferences through conjoint analysis: Illustrative results from a parent sample. American Journal of Health Promotion, 8, 124-133. (PF 1)

Purpose.  The purpose of this article is to illustrate the application of a consumer research technique called conjoint analysis using data from a survey of parents' preferences for prevention programs. 
Design.  This study utilized a one-time, cross-sectional telephone survey.
Setting.  Data were collected from subjects living in economically disadvantaged rural midwestern counties.
Subjects.  Subjects were 202 randomly selected parents with preadolescents who indicated interest in family-focused prevention programs.
Measures.  Conjoint analysis software was employed in computerÄassisted telephone interviews to evaluate relative preferences for 39 individual features of family-focused prevention programs falling under 11 categories (e.g., program meeting time, facilitator background). The software also guided computer simulations of parent choices among four types of programs. 
Results.  Findings indicated that meeting time was the most important category of program features. Strongly preferred individual features included meetings scheduled on weekday evenings, instruction by child development specialists, and programs based on extensive research. Two multiple-session programs evaluated via computer simulations incorporated several preferred features and received higher ratings than did single-session programs.  Estimated variance z-tests indicated limited differences in perceived importance of program feature categories across sociodemographic subgroups.
Conclusions.  Findings highlight (a) differences in the relative value parents place on various features of prevention programs in the surveyed population and (b) the importance of practical aspects of program delivery. 


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